JRMGE / Vol 17 / Issue 4

Article

Prediction of joint roughness coefficient via hybrid machine learning model combined with principal components analysis

Shijie Xie, Hang Lin, Tianxing Ma, Kang Peng, Zhen Sun

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a School of Resources and Safety Engineering, Central South University, Changsha, 410083, China
b Ocean College, Zhejiang University, Zhoushan, 316021, China
c School of Civil Engineering, Southeast University, Nanjing, 210096, China


2025, 17(4): 2291-2306. doi:10.1016/j.jrmge.2024.05.059


Received: 2024-01-10 / Revised: 2024-03-29 / Accepted: 2024-05-14 / Available online: 2024-11-08

2025, 17(4): 2291-2306.

doi:10.1016/j.jrmge.2024.05.059


Received: 2024-01-10

Revised: 2024-03-29

Accepted: 2024-05-14

Available online: 2024-11-08


Abstract:

Joint roughness coefficient (JRC) is the most commonly used parameter for quantifying surface roughness of rock discontinuities in practice. The system composed of multiple roughness statistical parameters to measure JRC is a nonlinear system with a lot of overlapping information. In this paper, a dataset of eight roughness statistical parameters covering 112 digital joints is established. Then, the principal component analysis method is introduced to extract the significant information, which solves the information overlap problem of roughness characterization. Based on the two principal components of extracted features, the white shark optimizer algorithm was introduced to optimize the extreme gradient boosting model, and a new machine learning (ML) prediction model was established. The prediction accuracy of the new model and the other 17 models was measured using statistical metrics. The results show that the prediction result of the new model is more consistent with the real JRC value, with higher recognition accuracy and generalization ability.

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Keywords: Rock discontinuities, Joint roughness coefficient (JRC), Roughness characterization, Principal components analysis (PCA), Machine learning

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Shijie Xie, Hang Lin, Tianxing Ma, Kang Peng, Zhen Sun, 2025. Prediction of joint roughness coefficient via hybrid machine learning model combined with principal components analysis. J. Rock Mech. Geotech. Eng. 17 (4), 2291-2306.

Author(s) Information

Tianxing Ma

✉️ 12334108@zju.edu.cn

Tianxing Ma is a doctoral student at Zhejiang University. He is engaged in research in geotechnical and geological engineering, and has published multiple academic papers including ESI highly cited papers. He has been granted multiple international patents and national invention patents, serving as a reviewer for journals such as Measurement, Physics of Fluids, Energy, Construction and Building Materials, and has won two National Industry Association Science and Technology Progress Awards. His research interests include: (1) the application of artificial intelligence in geotechnical and geological engineering, (2) rock mechanics testing, and (3) the complex rheological characteristics of debris flows.